Alexander Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ward Goodman Financial Services Ltd

    FRN 221867

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Nov 2017)
    • CF30 Customer (since 18 Mar 2013)
    • CF1 Director (9 May 2017 to 8 Dec 2019)
  • HK Financial Advice Service Ltd

    FRN 440977

    • Employed By (since 18 Mar 2013)
  • Blanchards Bailey Financial Services Ltd

    FRN 544565

    • Employed By (since 18 Mar 2013)
  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • CF30 Customer (1 Nov 2007 to 11 Mar 2013)
    • CF24 Pension Transfer Specialist (13 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2005 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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