Gary Bottriell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2024)
  • Bottriell Adams LLP

    FRN 401226

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Jul 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2024)
    • SMF27 Partner (9 Dec 2019 to 16 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2024)
    • Responsibility for MCD Intermediation (26 Apr 2016 to 16 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (19 Jul 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 Jul 2004 to 1 Nov 2007)
    • CF10 Compliance Oversight (19 Jul 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jul 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 Jul 2004 to 31 Oct 2007)
    • CF3 Chief Executive (19 Jul 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2004 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (8 Apr 2004 to 9 Aug 2004)
    • CF21 Investment Adviser (8 Apr 2004 to 9 Aug 2004)
  • Bottriell Independent Financial Advisers (no longer approved here)

    FRN 400053

    • Employed By (8 Apr 2004 to 9 Aug 2004)
  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)
    • CF1 Director (1 Dec 2001 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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