Bottriell Adams LLP

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . CFSL Management Limited

  IRN XXC00018

  • SMF27 Partner (since 14 May 2024)
• . Close Asset Management Limited

  IRN XXC00017

  • SMF27 Partner (since 14 May 2024)
• Andrew Adams

  IRN AXA00001

  • CF30 Customer (14 Mar 2008 to 7 Dec 2009)
  • CF21 Investment Adviser (19 Jul 2004 to 16 Oct 2007)
  • CF4 Partner (19 Jul 2004 to 29 Aug 2014)
• Andrew Ian Sibbick

  IRN AIS01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 1 Mar 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2024)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (12 May 2014 to 8 Dec 2019)
• Andrew Thomas

  IRN AXT01801

  • SMF16 Compliance Oversight (since 17 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2024)
• Cathryn Grace Brookes

  IRN CGB01077

  • CF30 Customer (25 Jul 2014 to 23 Dec 2014)
• Clair Carter

  IRN CXC00933

  • [FCA CF] Client dealing (22 Apr 2025 to 21 Oct 2025)
• Claire Hartnack

  IRN CXM00093

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
  • [FCA CF] Client dealing (since 7 Oct 2024)
• Erika Jones

  IRN EXJ01160

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2020)
• Gary Bottriell

  IRN GXB00039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 12 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 12 Jul 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 16 Jun 2024)
  • SMF27 Partner (9 Dec 2019 to 16 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2024)
  • Responsibility for MCD Intermediation (26 Apr 2016 to 16 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (19 Jul 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (19 Jul 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Jul 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (19 Jul 2004 to 1 Nov 2007)
  • CF4 Partner (19 Jul 2004 to 8 Dec 2019)
  • CF3 Chief Executive (19 Jul 2004 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (19 Jul 2004 to 31 Oct 2007)

No changes recorded yet.