Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TrinityBridge Limited
FRN 119329
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 21 Jun 2024)
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Bottriell Adams LLP
FRN 401226
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Jun 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2024)
- SMF27 Partner (9 Dec 2019 to 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
- CF4 Partner (17 Jun 2019 to 8 Dec 2019)
- CF30 Customer (12 May 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 22 May 2013)
- CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (7 Feb 2006 to 21 Aug 2007)
- CF22 Investment Adviser (Trainee) (7 Feb 2005 to 7 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.