Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
    • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (12 May 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 22 May 2013)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (7 Feb 2006 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.