Lewis & Co (Investments & Pensions) Limited

• Principal Place of Business

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

  Web

  https://www.lewisinvestment.co.uk

• Complaints Contact

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202718400

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling provided in connection with investment advice and buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Jonathan Martin Tyror

  IRN JMT00005

  • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 31 Jan 2005)
• Karen Shirley Rickman

  IRN KSR00005

  • CF1 Director (1 Apr 2005 to 4 May 2007)
  • CF24 Pension Transfer Specialist (20 Dec 2004 to 4 May 2007)
  • CF21 Investment Adviser (20 Dec 2004 to 4 May 2007)
  • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 20 Dec 2004)
• Kristan Michael Ward

  IRN KMW01040

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Oct 2014 to 8 Dec 2019)
• Lee Anthony Roberts

  IRN LAR00013

  • CF21 Investment Adviser (18 Dec 2002 to 21 Nov 2003)
• Lee Paul Van Hoyland

  IRN LPH01013

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 May 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (25 Jul 2006 to 31 Oct 2007)
• Lisa Anne Holton

  IRN LAT01036

  • CF30 Customer (1 Nov 2007 to 21 May 2009)
  • CF24 Pension Transfer Specialist (29 Sep 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Mar 2003 to 7 May 2004)
• Mark Alan Painter

  IRN MAP00108

  • CF21 Investment Adviser (11 Feb 2002 to 27 Sep 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
• Mark Anthony Winston Tomlinson

  IRN MAT01150

  • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 30 Jun 2006)
• Matthew James Piggin

  IRN MJP00068

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2022)
  • CF30 Customer (10 Jun 2013 to 8 Dec 2019)
• Matthew John Pike

  IRN MJP00087

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Sep 2017 to 8 Dec 2019)

No changes recorded yet.