Matthew James Piggin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2022)
    • CF30 Customer (since 28 Oct 2022)
  • Matthew James Piggin

    FRN 985851

    • (1)Employed By (since 28 Oct 2022)
  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2022)
    • CF30 Customer (10 Jun 2013 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (29 Dec 2011 to 7 Jun 2013)
    • CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 12 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.