LEGAL & MEDICAL INVESTMENTS LIMITED

• Principal Place of Business

  Floor 3,

  Cumberland House,

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

  Web

  https://www.legalandmedical.co.uk

• Complaints Contact

  Floor 3

  Cumberland House

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Atkinson

  IRN DXA01726

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2015 to 8 Dec 2019)
• Deborah Janet Tiffany

  IRN DJT00028

  • CF30 Customer (1 Nov 2007 to 3 Jul 2015)
  • CF24 Pension Transfer Specialist (14 Jul 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (14 Jul 2005 to 3 Jul 2015)
• Donna Rachel Gilman

  IRN DRC00065

  • CF30 Customer (30 Jul 2015 to 8 Nov 2019)
  • CF10 Compliance Oversight (3 Jul 2015 to 8 Nov 2019)
• ELIZABETH TRAPP

  IRN EXT00239

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 25 Jun 2025)
• Felix Thomas Hinton-Smith

  IRN FTH01006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2023)
• Fiona Mary Reid Green

  IRN FMT00001

  • CF30 Customer (9 Jan 2017 to 14 Dec 2018)
• Gregory John Perrott

  IRN GJP00026

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2025)
  • [FCA CF] Client dealing (since 21 Jan 2025)
• Gregory Leigh Hendricks

  IRN GLH01041

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
  • [FCA CF] Client dealing (since 17 Apr 2025)
• Gurpreet Kaur Sehmi

  IRN GXS00665

  • [FCA CF] Functions requiring qualifications (21 Feb 2024 to 13 Jun 2024)
• Harry Pym

  IRN HXP10395

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2021)
  • [FCA CF] Client dealing (since 2 Dec 2021)

• Dental & Medical Wealth Management Ltd (no longer appointed)

  FRN 600541 · Appointed 3 May 2013 · Until 16 Dec 2022

• Medical & Legal Investments Ltd (no longer appointed)

  FRN 600448 · Appointed 1 May 2013 · Until 16 Dec 2022

No changes recorded yet.