Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • CF30 Customer (1 Nov 2007 to 3 Jul 2015)
    • CF10 Compliance Oversight (14 Jul 2005 to 3 Jul 2015)
    • CF24 Pension Transfer Specialist (14 Jul 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF18 Significant Mgt (Insurance Underwriting) (3 Jul 2003 to 30 Sep 2004)
    • CF20 Significant Mgt (Settlements) (3 Jul 2003 to 30 Sep 2004)
    • CF24 Pension Transfer Specialist (3 Jul 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.