LEGAL & MEDICAL INVESTMENTS LIMITED

• Principal Place of Business

  Floor 3,

  Cumberland House,

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

  Web

  https://www.legalandmedical.co.uk

• Complaints Contact

  Floor 3

  Cumberland House

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacob Haddon

  IRN JXH01086

  • [FCA CF] Functions requiring qualifications (16 Mar 2023 to 31 Aug 2024)
  • [FCA CF] Client dealing (16 Mar 2023 to 31 Aug 2024)
• Jamie Jones-Green

  IRN JXJ67696

  • [FCA CF] Client dealing (6 Mar 2024 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (6 Mar 2024 to 28 Mar 2025)
• Jill Eccleshall

  IRN JXE00072

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2024)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
• Jocelyn Major

  IRN JXM00033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (24 May 2021 to 1 Dec 2022)
  • CF30 Customer (24 May 2021 to 15 Dec 2023)
  • CF21 Investment Adviser (16 Jan 2003 to 31 Oct 2007)
• John Gordon Taylor

  IRN JGT01080

  • CF30 Customer (1 Sep 2016 to 13 Sep 2017)
• John William Price

  IRN JXP00046

  • CF30 Customer (1 Nov 2007 to 20 Feb 2010)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
• Jonathan Paul Gilman

  IRN JPG00043

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
• Kate Emma Baker

  IRN KXB00111

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 22 Dec 2025)
• Kirsty Jayne McGaun

  IRN KJM01112

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Apr 2003 to 31 Oct 2007)
• Laurence Paul Newman

  IRN LPN00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 27 Jan 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jan 2012)
  • CF1 Director (1 Dec 2001 to 27 Jan 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 Jul 2005)

• Dental & Medical Wealth Management Ltd (no longer appointed)

  FRN 600541 · Appointed 3 May 2013 · Until 16 Dec 2022

• Medical & Legal Investments Ltd (no longer appointed)

  FRN 600448 · Appointed 1 May 2013 · Until 16 Dec 2022

No changes recorded yet.