Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2025)
  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • [FCA CF] Functions requiring qualifications (6 Mar 2024 to 28 Mar 2025)
    • [FCA CF] Client dealing (6 Mar 2024 to 28 Mar 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (5 Oct 2022 to 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 1 Dec 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (19 Jul 2016 to 2 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.