Gregory Leigh Hendricks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & MEDICAL INVESTMENTS LIMITED

    FRN 185193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 17 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2025)
    • CF30 Customer (11 Nov 2017 to 8 Dec 2019)
  • AJH Financial Services Ltd (no longer approved here)

    FRN 226955

    • CF30 Customer (4 Feb 2013 to 10 Apr 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Nov 2008 to 11 Nov 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (5 Dec 2007 to 24 Oct 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Nov 2007)
    • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 11 Sep 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (22 Dec 2003 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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