Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Rachel Smith
IRN KRS00029
- CF21 Investment Adviser (19 Jan 2005 to 17 Sep 2006)
Karen Scott
IRN KXS00839
- [FCA CF] Material risk taker (since 2 Mar 2026)
- SMF18 Other Overall Responsibility (since 11 Jul 2025)
Karl Berry
IRN KXB00087
- CF21 Investment Adviser (19 Dec 2005 to 18 Aug 2006)
- CF22 Investment Adviser (Trainee) (8 Feb 2005 to 19 Dec 2005)
Karl Michael Tay
IRN KMT00011
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Karl Waine
IRN KXW00056
- CF21 Investment Adviser (25 Sep 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Oct 2005 to 25 Sep 2006)
Katherine Anne Rothwell
IRN KAR00013
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
- CF1 Director (AR) (1 Dec 2001 to 21 Mar 2005)
Kathleen Evelyn Henry
IRN KEH00020
- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Kathleen Mary Mackay
IRN KXM00057
- CF1 Director (AR) (27 Jun 2003 to 20 Jul 2004)
- CF4 Partner (AR) (1 Dec 2001 to 27 Jun 2003)
Kathleen Mary Noble-Newton
IRN KMN00007
- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Oct 2005)
Katie Elizabeth Biggs
IRN KEB01037
- CF1 Director (AR) (18 Jun 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007 · Tied agent
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.