Karl Berry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Jul 2016)
    • CF30 Customer (since 11 Jul 2016)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • North West Financial Solutions Limited

    FRN 751914

    • (2)Employed By (since 11 Jul 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Apr 2008 to 12 Feb 2011)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (19 Dec 2005 to 18 Aug 2006)
    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 19 Dec 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (19 Dec 2005 to 18 Aug 2006)
    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 19 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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