Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
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Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
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Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
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Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
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Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
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Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
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Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
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Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
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Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee