Clive Collett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2024)
    • [FCA CF] Client dealing (since 8 Feb 2024)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2024)
    • CF30 Customer (20 Dec 2017 to 12 Feb 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (30 Jul 2012 to 31 Dec 2017)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 May 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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