Clive Stuart Rothery

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (19 May 2005 to 13 Jun 2005)
    • CF22 Investment Adviser (Trainee) (28 Apr 2004 to 19 May 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Jun 2003 to 23 Apr 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 11 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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