Clive Wilson Gardiner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (1 Aug 2013 to 8 Dec 2019)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (14 Feb 2012 to 31 Dec 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (2 Jun 2005 to 31 Oct 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF21 Investment Adviser (13 Jan 2005 to 14 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.