Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Colette Williams
IRN CXW01481
- (1082)CF22 Investment Adviser (Trainee) (8 Feb 2006 to 29 Oct 2007)
Colin Anthony Wilton-Smith
IRN CAW01130
- (1828)CF4 Partner (AR) (12 Feb 2007 to 29 Oct 2007)
Colin Charles Blakeman
IRN CCB00020
- (2957)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2956)CF22 Investment Adviser (Trainee) (7 Jul 2005 to 24 Mar 2006)
Colin Christopher Turner
IRN CCT00002
- (1432)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)
Colin David Mackay
IRN CDM00021
- (58)CF1 Director (AR) (27 Jun 2003 to 20 Jul 2004)
- (56)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
- (57)CF4 Partner (AR) (1 Dec 2001 to 27 Jun 2003)
Colin George Johnson
IRN CGJ00001
- (1921)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
- (1922)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
Colin Herbert Greaves Watt
IRN CHW00005
- (559)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
- (560)CF4 Partner (AR) (1 Dec 2001 to 10 Sep 2002)
Colin Ian Fullelove
IRN CIF00001
- (1223)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Colin James Bell
IRN CJB00079
- (3112)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
- (3113)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
Colin John Reedie
IRN CJR01064
- (2225)[FCA CF] Material risk taker (1 Apr 2021 to 14 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002
Bennett Clarke Estate Agency (no longer appointed)
FRN 201135 · Appointed 1 Nov 1997 · Until 23 Nov 2005
The Mortgage Service (no longer appointed)
FRN 186472 · Appointed 30 Oct 1997 · Until 27 Aug 2003
Parkers Estate Agents (no longer appointed)
FRN 186057 · Appointed 24 Oct 1997 · Until 9 Jul 2002
Roger Tyers Associates (Brackley) Limited (no longer appointed)
FRN 185788 · Appointed 21 Oct 1997 · Until 1 Dec 2001
Abe Estates Limited (no longer appointed)
FRN 201139 · Appointed 13 Oct 1997 · Until 9 Oct 2003
Williams Estate Agents (no longer appointed)
FRN 181265 · Appointed 8 Oct 1997 · Until 1 Dec 2001
Century 21 Oak House Real Estate (no longer appointed)
FRN 201102 · Appointed 6 Oct 1997 · Until 1 Dec 2001
Thomas Merrifield (Didcot) Limited (no longer appointed)
FRN 187229 · Appointed 1 Oct 1997 · Until 7 Apr 2003
Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.