Colin Charles Blakeman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impartial Financial Solutions Dundee LLP

    FRN 605987

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jan 2021)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 6 Jan 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 6 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 6 Jan 2021)
    • CF11 Money Laundering Reporting (14 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Nov 2013 to 30 Sep 2018)
    • CF4 Partner (4 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2013 to 8 Dec 2019)
  • Colin Blakeman (no longer approved here)

    FRN 595028

    • Employed By (28 Jan 2013 to 8 Feb 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Dec 2012 to 23 Feb 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2005 to 24 Mar 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2005 to 24 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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