Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Clive Collett
IRN CSC00011
- (2327)CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)
-
Clive Denham Austerberry
IRN CDA00006
- (1281)CF1 Director (AR) (1 Dec 2001 to 23 Feb 2005)
-
Clive Ernest Jefferson
IRN CEJ01022
- (939)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
-
Clive Graham Hancocks
IRN CGH00017
- (1641)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
-
Clive John Bailey
IRN CJB00074
- (1261)CF4 Partner (AR) (22 Jan 2002 to 27 Feb 2003)
-
Clive Motum
IRN CXM00126
- (1554)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
-
Clive Richard Butler
IRN CRB00032
- (722)CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
-
Clive Stuart Rothery
IRN CSR01052
- (1141)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (1140)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 May 2006)
-
Clive Wilson Gardiner
IRN CWG00006
- (1255)CF21 Investment Adviser (13 Jan 2005 to 20 Apr 2005)
-
Colette Walker
IRN CXW00153
- (1383)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Robert Wilson Estate Agency (Belfast) (no longer appointed)
FRN 187749 · Appointed 22 Jun 1998 · Until 23 Jul 2003
-
Mortimers Estate Agents (no longer appointed)
FRN 187838 · Appointed 15 Jun 1998 · Until 15 Aug 2002
-
Ross Stewart Estate Agents (no longer appointed)
FRN 186837 · Appointed 10 Jun 1998 · Until 7 Apr 2003
-
Nicholas Craddock Estate Agents (Hereford) (no longer appointed)
FRN 187741 · Appointed 1 Jun 1998 · Until 12 Aug 2004
-
Sandy Grant Insurance Services (no longer appointed)
FRN 187118 · Appointed 1 Jun 1998 · Until 24 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee