Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Peter Topham
IRN MPT01066
- (2721)CF21 Investment Adviser (30 Apr 2007 to 27 Jul 2007)
- (2720)CF22 Investment Adviser (Trainee) (23 May 2006 to 1 May 2007)
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Mark Popple
IRN MWP00016
- (2676)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Rea
IRN MXR01555
- (1596)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Mark Richard Cameron Mairs
IRN RMM00042
- (2277)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
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Mark Richard Hilton
IRN MRH00077
- (1367)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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Mark Richard Townson
IRN MRT00017
- (542)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Robert Gould
IRN MRG00026
- (849)CF21 Investment Adviser (28 Apr 2003 to 31 Jul 2007)
- (848)CF22 Investment Adviser (Trainee) (15 Apr 2003 to 28 Apr 2003)
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Mark Roderick Hughson
IRN MRH00045
- (2373)CF22 Investment Adviser (Trainee) (26 Apr 2006 to 2 Apr 2007)
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Mark Stewart Saving
IRN RXJ00044
- (2308)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
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Mark Sutton
IRN MXS00117
- (3007)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee