Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Apr 2014)
    • CF30 Customer (since 15 Jan 2013)
    • CF30 Customer (24 Jul 2008 to 12 Jan 2012)
    • CF1 Director (AR) (since 9 Apr 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (28 Dec 2011 to 1 Mar 2013)
  • Zenith Wealth Creation Ltd (no longer approved here)

    FRN 486413

    • Employed By (24 Jul 2008 to 12 Jan 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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