Mark Sutton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Aug 2013)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (13)Employed By (since 6 Aug 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Sep 2011 to 29 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Sep 2008 to 29 Aug 2011)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.