Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Gerard Lynch
IRN MGL00015
- (653)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
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Michael Gunning
IRN MXG00101
- (2369)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)
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Michael Hogg
IRN MXH00162
- (2407)CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
- (2406)CF22 Investment Adviser (Trainee) (25 Jan 2007 to 14 Sep 2007)
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Michael Jacob Marks
IRN MJM01308
- (2101)[FCA CF] Material risk taker (1 Apr 2020 to 14 Mar 2025)
- (2102)[FCA CF] Significant management (1 Apr 2020 to 14 Mar 2025)
- (2100)[FCA CF] Client dealing (1 Apr 2020 to 14 Mar 2025)
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Michael James Rutherford
IRN MJR00034
- (634)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
- (635)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Sep 2003)
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Michael James Withers
IRN MXW00124
- (855)CF21 Investment Adviser (23 Dec 2004 to 29 Apr 2005)
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Michael John Brook
IRN MJB01573
- (930)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
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Michael John Campbell
IRN MJC00062
- (2534)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Michael John Carpenter
IRN MJC00114
- (1561)CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2002)
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Michael John Catlow
IRN MJC00115
- (1534)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
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Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
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Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
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Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
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ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
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Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
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Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
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Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee