Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
    • [FCA CF] Client dealing (since 12 Mar 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Dec 2012 to 1 Sep 2015)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (242)Employed By (21 Dec 2012 to 1 Sep 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 14 Sep 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 14 Sep 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.