Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
- [FCA CF] Client dealing (since 12 Mar 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
- CF30 Customer (22 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (21 Dec 2012 to 1 Sep 2015)
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- (242)Employed By (21 Dec 2012 to 1 Sep 2015)
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- CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 14 Sep 2007)
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- CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 14 Sep 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.