Michael John Carpenter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 2 Sep 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2002)
Legal & General Home Finance Limited (no longer approved here)
FRN 303418
- CF11 Money Laundering Reporting (29 Feb 2016 to 2 Sep 2019)
Suffolk Life Annuities Limited (no longer approved here)
FRN 110468
- CF11 Money Laundering Reporting (15 May 2015 to 25 May 2016)
Suffolk Life Pensions Limited (no longer approved here)
FRN 116298
- CF11 Money Laundering Reporting (15 May 2015 to 25 May 2016)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2002)
FAIRMEAD INSURANCE LIMITED (no longer approved here)
FRN 202050
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2002)
Gresham Insurance Company Limited (no longer approved here)
FRN 202160
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.