Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dharmesh Rameshchandra Upadhyaya
IRN DRU00003
- CF21 Investment Adviser (22 Dec 2004 to 21 Jun 2005)
Dialina Amina Peddie
IRN DAP01094
- CF22 Investment Adviser (Trainee) (3 Jul 2002 to 3 Jul 2002)
- CF21 Investment Adviser (3 Jul 2002 to 22 Aug 2003)
Diana Susan Miller
IRN DSM01050
- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2010)
Diana Wetherell
IRN DXW01569
- CF4 Partner (AR) (13 Apr 2005 to 17 Jul 2007)
Diane Gibbs
IRN DXG00370
- SMF3 Executive Director (21 Jul 2025 to 6 Feb 2026)
- [FCA CF] Material risk taker (11 May 2023 to 21 Jul 2025)
- [FCA CF] Manager of certification employee (6 May 2022 to 21 Jul 2025)
Diane Jane Hosie
IRN DJH01515
- SMF9 Chair of the Governing Body (since 31 Aug 2022)
Diane Needham
IRN DXR00141
- CF21 Investment Adviser (18 Jan 2005 to 25 Feb 2005)
Diarmuid Tomas Quealy
IRN DTQ00001
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Dilipkumar Arjan Ladwa
IRN DXL00062
- CF1 Director (AR) (1 Dec 2001 to 23 Nov 2004)
Dina Kamal
IRN DXK01303
- CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.