Diane Jane Hosie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Furness Building Society
FRN 159624
- Director of firm who is not a certification employee or a SMF manager (since 23 Apr 2024)
Legal & General (Unit Trust Managers) Limited
FRN 119273
- SMF9 Chair of the Governing Body (since 31 Aug 2022)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- SMF3 Executive Director (9 Dec 2019 to 22 Jan 2022)
- CF1 Director (30 Oct 2019 to 8 Dec 2019)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
- SMF1 Chief Executive (9 Dec 2019 to 11 May 2021)
- CF3 Chief Executive (24 Jan 2018 to 8 Dec 2019)
- CF1 Director (8 Feb 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.