Diarmuid Tomas Quealy

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quealy & Co Financial Services Limited
FRN 919693
- [FCA CF] Significant management (since 30 Jun 2020)
- Responsible for Insurance Distribution (since 30 Jun 2020)
- SMF16 Compliance Oversight (since 30 Jun 2020)
- SMF3 Executive Director (since 30 Jun 2020)
- [FCA CF] Manager of certification employee (since 30 Jun 2020)
- Responsibility for MCD Intermediation (since 30 Jun 2020)
Barbon Insurance Group Limited (no longer approved here)
FRN 308724
- CF1 Director (AR) (6 Apr 2009 to 27 Sep 2010)
Quealy & Co Financial Services (no longer approved here)
FRN 306179
- (1)CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.