Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

George Fawcett
IRN GXF00048
- CF22 Investment Adviser (Trainee) (6 Aug 2003 to 17 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)
George Hartley
IRN GXH00022
- CF21 Investment Adviser (15 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 15 Jul 2002)
George Iley
IRN PGI00001
- CF1 Director (AR) (1 Dec 2001 to 24 Feb 2003)
George Keith Webster
IRN GKW00005
- CF22 Investment Adviser (Trainee) (3 Nov 2006 to 20 Mar 2007)
George Minas
IRN GXM01373
- CF21 Investment Adviser (3 Apr 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jul 2005 to 3 Apr 2006)
George Peter Ather
IRN GPA00010
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
George Philip Barker
IRN GPB00020
- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF22 Investment Adviser (Trainee) (10 Feb 2006 to 31 Oct 2007)
George Samuel Martin
IRN GSM00016
- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
George Teresi
IRN GXT00054
- CF1 Director (AR) (18 Aug 2003 to 28 May 2005)
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
George Thomas McKenzie
IRN GTM00008
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.