Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2023)
  • STEWART IFA LIMITED (no longer approved here)

    FRN 441394

    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 17 Nov 2023)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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