Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 20 Nov 2023)
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- [FCA CF] Functions requiring qualifications (9 Mar 2021 to 17 Nov 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.