Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Feb 2012)
    • CF1 Director (AR) (since 22 Feb 2012)
    • (1)Employed By (since 22 Feb 2012)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (5 May 2009 to 10 Feb 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Jun 2008 to 5 May 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (3 Apr 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 3 Apr 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (3 Apr 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 3 Apr 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (8 Nov 2004 to 24 Jun 2005)
    • CF22 Investment Adviser (Trainee) (11 Feb 2004 to 8 Nov 2004)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (124)Employed By (25 Mar 2003 to 30 Jan 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (26 Mar 2002 to 26 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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