Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Nov 2025 to 1 Apr 2026)
- [FCA CF] Client dealing (1 Nov 2025 to 1 Apr 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
- CF30 Customer (21 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (3 Aug 2009 to 27 Oct 2016)
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- CF30 Customer (8 Jan 2008 to 28 May 2009)
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- CF21 Investment Adviser (15 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 15 Jul 2002)
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- CF21 Investment Adviser (15 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 15 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.