Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John James Miller
IRN JJM01134
- CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- [FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)
John Michael Poole
IRN JMP00035
- CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.