Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 4 Sep 2024)
    • SMF3 Executive Director (since 4 Sep 2024)
    • SMF16 Compliance Oversight (since 4 Sep 2024)
    • Responsible for Insurance Distribution (since 4 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2024)
    • CF1 Director (AR) (2 Jul 2015 to 1 Sep 2024)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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