Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MCPOLIN FINANCIAL SERVICES LTD
FRN 1008878
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 4 Sep 2024)
- SMF3 Executive Director (since 4 Sep 2024)
- SMF16 Compliance Oversight (since 4 Sep 2024)
- Responsible for Insurance Distribution (since 4 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2024)
- CF1 Director (AR) (2 Jul 2015 to 1 Sep 2024)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.