John Michael Poole

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TGM Specialist Cars Limited (no longer approved here)
FRN 951158
- SMF29 Limited scope function (limited scope SMCR firms only) (25 Oct 2021 to 6 Feb 2024)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF4 Partner (AR) (9 Jun 2009 to 6 Dec 2022)
- CF7 Sole Trader (AR) (8 Jan 2007 to 31 Jan 2007)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF4 Partner (AR) (9 Jun 2009 to 6 Dec 2022)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF7 Sole Trader (AR) (31 Oct 2004 to 8 Jan 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.