John James Miller

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tipton and Coseley Building Society (no longer approved here)

    FRN 159601

    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Dec 2016)
    • SMF3 Executive Director (7 Mar 2016 to 31 Dec 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Jul 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 4 Jul 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2016)
    • CF10 Compliance Oversight (30 Mar 2004 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (3 Jan 2008 to 8 Sep 2008)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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