Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kurt Weston
IRN KXW00073
- (2698)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)
- (2699)CF4 Partner (AR) (1 Dec 2001 to 14 Apr 2005)
Lan Wu
IRN LXW01359
- (1885)[FCA CF] Material risk taker (1 Apr 2020 to 4 Aug 2020)
Lance Peter Keevil
IRN LPK00001
- (1260)CF21 Investment Adviser (12 Jan 2005 to 7 Jul 2005)
Laura Ampofo
IRN LXA00031
- (1508)CF4 Partner (AR) (1 Dec 2001 to 17 Apr 2003)
Laura Elizabeth Myers
IRN LEM01024
- (1308)CF4 Partner (AR) (24 Dec 2001 to 28 Jan 2003)
Laura Elizabeth Saunders
IRN LEA01013
- (961)CF21 Investment Adviser (23 Mar 2007 to 29 Oct 2007)
- (960)CF22 Investment Adviser (Trainee) (12 Apr 2006 to 23 Mar 2007)
Laura Jane
IRN LBJ01008
- (1868)[FCA CF] Material risk taker (9 Mar 2021 to 17 Mar 2022)
Laura Katharine Wade-Gery
IRN LKW00007
- (46)SMF7 Group Entity Senior Manager (since 19 Feb 2024)
Laura Mason
IRN CLM01124
- (2735)[FCA CF] Material risk taker (20 Aug 2024 to 2 Dec 2024)
Laurence Joseph Brown
IRN LJB00008
- (2529)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Colin James Dunwoody (no longer appointed)
FRN 408425 · Appointed 15 May 2006 · Until 28 Oct 2007
The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 15 May 2006 · Until 5 Oct 2007
Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
TMS Mortgages Ltd (no longer appointed)
FRN 407642 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (45)SMF16 Compliance Oversight
10 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
10 hours ago
controlled function added: (40)[FCA CF] Material risk taker
10 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (38)[FCA CF] Significant management
10 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.