Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Robert Snelling
IRN KRS00005
- (1023)CF22 Investment Adviser (Trainee) (5 Aug 2003 to 12 Sep 2003)
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Kevin Vincent Hull
IRN KVH00004
- (2788)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
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Kevin Walter Munro
IRN KWM00003
- (2948)CF1 Director (AR) (24 Mar 2004 to 20 Nov 2009)
- (2947)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Kevin Wilson
IRN KXW01177
- (1256)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
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Kieran Martin Gerard Byrne
IRN KMB00023
- (2944)CF1 Director (AR) (11 Jul 2007 to 29 Oct 2007)
- (2943)CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
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Kieran Patrick Michael Hartnett
IRN KXH00074
- (2208)CF21 Investment Adviser (3 Jul 2002 to 28 Feb 2003)
- (2207)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 3 Jul 2002)
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Kim James
IRN KXJ00093
- (3054)SMF4 Chief Risk (5 Oct 2021 to 4 Aug 2023)
- (3055)[FCA CF] Material risk taker (12 Apr 2021 to 22 Jul 2021)
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Kim Peter George Foster
IRN KXF00005
- (808)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
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Kofi Addison-Sakyi
IRN KXA00039
- (2901)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- (2902)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2003)
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Kurt Morriesen
IRN KXM00415
- (2601)[FCA CF] Material risk taker (16 Feb 2022 to 2 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
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K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
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Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
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Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
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Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
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Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee