Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 24 Mar 2015)
- CF30 Customer (1 Jul 2014 to 24 Nov 2014)
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Kevin Munro
FRN 626473
- (1)Employed By (since 18 Mar 2015)
- (1)Employed By (1 Jul 2014 to 24 Nov 2014)
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- (14)Employed By (17 Dec 2004 to 20 Apr 2015)
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- CF1 Director (AR) (31 Oct 2004 to 31 Jan 2006)
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- CF1 Director (AR) (24 Mar 2004 to 31 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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- CF1 Director (AR) (24 Mar 2004 to 20 Nov 2009)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (14)Employed By at The Mortgage Group (NI) Ltd