Kofi Addison-Sakyi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Addison Satchi Finance Limited

    FRN 754112

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Dec 2016)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (21 Dec 2009 to 17 Apr 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF7 Sole Trader (AR) (18 Nov 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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