Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Byrne & Associates Ltd
FRN 1007420
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
- SMF3 Executive Director (since 1 Aug 2024)
- SMF16 Compliance Oversight (since 1 Aug 2024)
- Responsible for Insurance Distribution (since 1 Aug 2024)
- Responsibility for MCD Intermediation (since 1 Aug 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2024)
- CF1 Director (AR) (10 May 2010 to 31 Jul 2024)
-
- CF1 Director (AR) (11 Jul 2007 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
-
- CF1 Director (AR) (11 Jul 2007 to 30 Apr 2008)
- CF7 Sole Trader (AR) (31 Oct 2004 to 31 Jan 2007)
-
- CF1 Director (AR) (23 Mar 2004 to 7 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.