Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
    • SMF3 Executive Director (since 1 Aug 2024)
    • SMF16 Compliance Oversight (since 1 Aug 2024)
    • Responsible for Insurance Distribution (since 1 Aug 2024)
    • Responsibility for MCD Intermediation (since 1 Aug 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2024)
    • CF1 Director (AR) (10 May 2010 to 31 Jul 2024)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (11 Jul 2007 to 29 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (11 Jul 2007 to 30 Apr 2008)
    • CF7 Sole Trader (AR) (31 Oct 2004 to 31 Jan 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (23 Mar 2004 to 7 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.