Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Allan

    IRN JMA00015

    • (1286)CF21 Investment Adviser (29 Mar 2006 to 29 Aug 2007)
  • James Michael Bury

    IRN JMB01224

    • (2109)CF2 Non Executive Director (12 Jan 2005 to 31 Dec 2006)
    • (2107)CF8 Apportionment and Oversight (15 May 2003 to 12 Jan 2005)
    • (2108)CF3 Chief Executive (15 May 2003 to 12 Jan 2005)
    • (2110)CF1 Director (15 May 2003 to 12 Jan 2005)
  • James Michael Connolly

    IRN JMC00052

    • (1726)CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
    • (1727)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Apr 2003)
  • James Ogilvie Horsburgh

    IRN JOH00002

    • (2677)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
  • James Phillips

    IRN JXP00087

    • (602)CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
    • (603)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • James Rice

    IRN JXR01518

    • (2965)CF1 Director (AR) (11 Oct 2006 to 29 Oct 2007)
  • James Robert Christopher Matthews

    IRN JRM01246

    • (649)CF22 Investment Adviser (Trainee) (12 Mar 2007 to 29 Oct 2007)
  • James Ruff

    IRN JAR00074

    • (2278)CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • (2280)CF21 Investment Adviser (14 Jul 2003 to 31 Oct 2007)
    • (2279)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jul 2003)
  • James Stephen Richardson

    IRN JSR00034

    • (2254)CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
    • (2253)CF22 Investment Adviser (Trainee) (17 Aug 2006 to 5 Oct 2007)
  • James Stuart Armstrong

    IRN JSA00008

    • (1107)CF21 Investment Adviser (30 Oct 2002 to 7 Sep 2005)
    • (1106)CF22 Investment Adviser (Trainee) (24 May 2002 to 30 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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