James Stephen Richardson

• Premier Practice Limited

  FRN 566936

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
• Orchard Financial Advisers Limited (no longer approved here)

  FRN 946161

  • [FCA CF] Functions requiring qualifications (7 Nov 2023 to 5 Sep 2025)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (12 Mar 2010 to 31 Dec 2012)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (21 Jan 2010 to 25 Feb 2010)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Aug 2006 to 5 Oct 2007)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Aug 2006 to 5 Oct 2007)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (20 Mar 2003 to 29 Sep 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2003)

No changes recorded yet.