Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Harper
IRN DXH01636
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
David Henry Griffith
IRN DXG00062
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
David Hubert Nicholson
IRN DHN01009
- CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
David Ian Carrick
IRN DIC00001
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
David Irving
IRN DXI00002
- CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
David Jackson
IRN DXJ00025
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
David James George Carphin
IRN DJC00120
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Jenkins
IRN DXJ00082
- CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
David John Alan Puckett
IRN DJP00048
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
David John Brown
IRN DJB01572
- CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)

Smaller firms operating under this firm's FCA authorisation.

Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Mortgage Assistance Ltd (no longer appointed)
FRN 201845 · Appointed 1 Dec 2001 · Until 7 Dec 2004
Mortgage Choice Services Limited (no longer appointed)
FRN 193199 · Appointed 1 Dec 2001 · Until 10 Mar 2003
Brace & Oakley Partners (Horley) (no longer appointed)
FRN 188956 · Appointed 1 Dec 2001 · Until 8 Aug 2002
Churchill Estate Agents (no longer appointed)
FRN 157256 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Meridian Mortgage & Financial Services Limited (no longer appointed)
FRN 201533 · Appointed 1 Dec 2001 · Until 23 May 2005
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.