Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 22 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
- CF30 Customer (20 Mar 2014 to 8 Dec 2019)
-
- (2)Employed By (22 Sep 2025 to 27 Apr 2026)
-
- CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
-
- CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.