Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 22 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (20 Mar 2014 to 8 Dec 2019)
  • Walker Wealth Management Limited (no longer approved here)

    FRN 624789

    • (2)Employed By (22 Sep 2025 to 27 Apr 2026)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.