David Harper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2021)
- CF30 Customer (28 Feb 2013 to 1 Oct 2021)
Thistle Financial Planning Ltd (no longer approved here)
FRN 568972
- Employed By (28 Feb 2013 to 1 Oct 2021)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (13 Dec 2011 to 30 Nov 2012)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (15 Jul 2008 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 1 Oct 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.