David John Brown

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (6 Apr 2020 to 7 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (6 Apr 2020 to 7 Sep 2020)
    • [FCA CF] Significant management (6 Apr 2020 to 7 Sep 2020)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF28 Systems and controls (9 Mar 2016 to 25 May 2016)
    • CF10 Compliance Oversight (15 May 2015 to 25 May 2016)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF28 Systems and controls (9 Mar 2016 to 31 Dec 2016)
    • CF10 Compliance Oversight (15 May 2015 to 31 Dec 2016)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SIMF4 Chief Risk Function (7 Mar 2016 to 25 May 2016)
    • CF10 Compliance Oversight (15 May 2015 to 25 May 2016)
    • CF28 Systems and controls (16 Sep 2014 to 15 May 2015)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.