Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Jane Whittard

    IRN KJW00033

    • (306)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
  • Karen Rachel Smith

    IRN KRS00029

    • (539)CF21 Investment Adviser (19 Jan 2005 to 17 Sep 2006)
  • Karen Scott

    IRN KXS00839

    • (40)[FCA CF] Material risk taker (since 2 Mar 2026)
    • (39)SMF18 Other Overall Responsibility (since 11 Jul 2025)
  • Karl Berry

    IRN KXB00087

    • (2666)CF21 Investment Adviser (19 Dec 2005 to 18 Aug 2006)
    • (2665)CF22 Investment Adviser (Trainee) (8 Feb 2005 to 19 Dec 2005)
  • Karl Michael Tay

    IRN KMT00011

    • (1595)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
  • Karl Waine

    IRN KXW00056

    • (448)CF21 Investment Adviser (25 Sep 2006 to 29 Oct 2007)
    • (447)CF22 Investment Adviser (Trainee) (25 Oct 2005 to 25 Sep 2006)
  • Katherine Anne Rothwell

    IRN KAR00013

    • (2324)CF1 Director (AR) (1 Dec 2001 to 21 Mar 2005)
    • (2323)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
  • Kathleen Evelyn Henry

    IRN KEH00020

    • (1556)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
  • Kathleen Mary Mackay

    IRN KXM00057

    • (26)CF1 Director (AR) (27 Jun 2003 to 20 Jul 2004)
    • (25)CF4 Partner (AR) (1 Dec 2001 to 27 Jun 2003)
  • Kathleen Mary Noble-Newton

    IRN KMN00007

    • (2290)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Oct 2005)
    • (2289)CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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