Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Antony Michael Palmieri
IRN AMP00036
- (839)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Antony Paul Papadopoulos
IRN APP00024
- (1437)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
Antony Robinson
IRN AXR00150
- (1207)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 12 Aug 2005)
Arron Bardoe
IRN AXB01865
- (2078)CF22 Investment Adviser (Trainee) (10 Nov 2003 to 18 Aug 2006)
Arthur Hunter
IRN AXH00164
- (483)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
Ashfaq Ramzan
IRN AAR00016
- (2079)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 28 Feb 2005)
Ashley Gendler
IRN GXA00042
- (299)CF1 Director (AR) (1 Dec 2001 to 16 Jan 2006)
Ashley John Hooper
IRN AJH00123
- (2333)CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
Ashok Kumar Vij
IRN AKV00002
- (588)CF21 Investment Adviser (3 Feb 2003 to 12 Mar 2004)
- (589)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)
Austin Derek Brydon
IRN ADB00006
- (2585)CF21 Investment Adviser (1 Aug 2002 to 29 Dec 2006)
- (2584)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Newland Finance (no longer appointed)
FRN 175158 · Appointed 14 Mar 1994 · Until 12 Aug 2004
Robinson Browning & Jackson (no longer appointed)
FRN 175241 · Appointed 3 Mar 1994 · Until 1 Dec 2001
Collins Estate Agents (no longer appointed)
FRN 175961 · Appointed 1 Mar 1994 · Until 1 Dec 2001
Independent Property Services (no longer appointed)
FRN 200932 · Appointed 1 Mar 1994 · Until 19 Dec 2001
Bronte Estate Agents (no longer appointed)
FRN 180438 · Appointed 1 Mar 1994 · Until 20 Jan 2005
Churchills Estate Agents (no longer appointed)
FRN 175981 · Appointed 1 Mar 1994 · Until 1 Dec 2001
Suffolk Ipswich (no longer appointed)
FRN 175365 · Appointed 1 Mar 1994 · Until 19 Aug 2004
Sutherland Financial Services (no longer appointed)
FRN 194320 · Appointed 25 Feb 1994 · Until 22 Jan 2003
Adam Kennedy Francisee Mrs C Abunyan (no longer appointed)
FRN 175145 · Appointed 24 Feb 1994 · Until 24 Mar 2004
Stewart Edward Estates (no longer appointed)
FRN 175203 · Appointed 12 Feb 1994 · Until 19 Aug 2004

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (45)SMF16 Compliance Oversight
14 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (40)[FCA CF] Material risk taker
14 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (38)[FCA CF] Significant management
14 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.